Swan Fung Ngor Lau
劉鳳娥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swan Fung Ngor Lau (劉鳳娥), a licensed Representative with CE reference ARQ530. Currently licensed at 1 firm(s): Almagest AM Co. Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.7 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Almagest AM Co. Limited 星汗資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-09 | present |
| Almagest AM Co. Limited 星汗資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-06-09 | present |
| Funde Securities Limited 富德證券有限公司 |
RO | Type 4 - Advising on securities | 2022-04-28 | 2022-07-29 |
| Funde Investment Management Limited 富德投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-11 | 2022-07-29 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-20 | 2018-12-07 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-20 | 2018-12-07 |
| Funde Securities Limited 富德證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-31 | 2022-07-29 |
| Funde Securities Limited 富德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-07 | 2017-08-31 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-30 | 2017-03-01 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-30 | 2017-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2014-02-18 | 2015-07-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-23 | 2015-07-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-23 | 2015-07-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-19 | 2010-11-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-31 | 2010-11-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-25 | 2010-11-06 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-02 | 2009-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Swan Fung Ngor Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.