Ning Lu
陸宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Lu (陸宁), a licensed Responsible Officer with CE reference ARP152. Currently licensed at 1 firm(s): Protium Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Protium Capital Limited 寧遠資本有限公司 |
RO | Type 4 - Advising on securities | 2023-06-06 | present |
| Protium Capital Limited 寧遠資本有限公司 |
RO | Type 9 - Asset management | 2023-06-06 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-10 | 2020-05-18 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-28 | 2020-05-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-08 | 2020-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ning Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.