Tony Yik Tung Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Yik Tung Lau (劉奕彤), a licensed Responsible Officer with CE reference ARM315. Currently licensed at 1 firm(s): Ping An of China Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-04-28 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-11-10 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-15 | present |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-15 | 2022-11-10 |
| Lunar Capital Management Limited | Rep | Type 4 - Advising on securities | 2015-11-23 | 2017-10-31 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-11 | 2015-10-05 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-11 | 2015-10-05 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-05-11 | 2015-10-05 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-07 | 2015-04-27 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-07 | 2015-04-27 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-07 | 2015-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-08-08 | 2009-09-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-08-08 | 2009-09-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-08-08 | 2009-09-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-08-08 | 2009-09-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-08 | 2009-09-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-08 | 2009-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tony Yik Tung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.