Lup Kei Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lup Kei Tam (譚立基), a licensed Representative with CE reference ARI645. Currently licensed at 1 firm(s): BOCI Commodities & Futures Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts. This person has 13.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-05 | present |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-03-05 | present |
| CMT Advisors Asia Limited | Rep | Type 9 - Asset management | 2008-07-18 | 2009-07-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lup Kei Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.