So Wah Cheuk
卓素華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Wah Cheuk (卓素華), a licensed Representative with CE reference ARB609. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.2 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-09-20 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-08-14 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-05-23 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-05-23 | 2016-12-18 |