Chung Him Tam

談仲騫
CE No. AQZ882 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Him Tam (談仲騫), a licensed former licensee with CE reference AQZ882. This person has 12.0 years of SFC licence history. Total licence records on file: 11.

Information

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Licence history

FirmRoleRegulated activityFromTo
Principal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司
RO Type 4 - Advising on securities 2021-12-20 2022-09-09
Principal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司
RO Type 9 - Asset management 2021-12-20 2022-09-09
Principal Investment & Retirement Services Limited
信安投資及退休金服務有限公司
Rep Type 1 - Dealing in securities 2021-11-09 2022-09-09
Principal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2021-11-09 2021-12-20
Principal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司
Rep Type 9 - Asset management 2021-11-09 2021-12-20
CNCBI Asset Management Limited
信銀國際資產管理有限公司
Rep Type 1 - Dealing in securities 2020-10-16 2021-07-24
CNCBI Asset Management Limited
信銀國際資產管理有限公司
RO Type 4 - Advising on securities 2018-10-16 2021-07-24
CNCBI Asset Management Limited
信銀國際資產管理有限公司
RO Type 9 - Asset management 2018-10-16 2021-07-24
CMB Wing Lung Asset Management Limited
招商永隆資產管理有限公司
RO Type 9 - Asset management 2016-05-27 2016-12-01
CMB Wing Lung Asset Management Limited
招商永隆資產管理有限公司
Rep Type 9 - Asset management 2015-07-28 2016-05-27
Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
Rep Type 9 - Asset management 2008-06-16 2015-07-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Him Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Suet Fei Chan Nomura Asset Management Hong Kong Limited 2008–2014
Fanny Ming Yan Kwong Nomura Asset Management Hong Kong Limited 2008–2015
Yasuhiro Yokota Nomura Asset Management Hong Kong Limited 2008–2015
Xiangrong Lyu CNCBI Asset Management Limited 2018–2021
Danping Ge CNCBI Asset Management Limited 2018–2021
Queeny Tak Nam Ho Nomura Asset Management Hong Kong Limited 2009–2015
Lynch Lau Nomura Asset Management Hong Kong Limited 2008–2015
Hiu Mui Li Nomura Asset Management Hong Kong Limited 2008–2015
Wu Han Lee CNCBI Asset Management Limited 2019–2021
Annie Win Yee Tse Nomura Asset Management Hong Kong Limited 2008–2015
Wing Sze Law Nomura Asset Management Hong Kong Limited 2008–2015
Seisaku Kubo Nomura Asset Management Hong Kong Limited 2008–2015
Yuan Lu CNCBI Asset Management Limited 2019–2021
Qingyuan Wen CNCBI Asset Management Limited 2019–2021
Hai Cui CNCBI Asset Management Limited 2019–2021
Qi Chen CNCBI Asset Management Limited 2019–2021
Janice Fortuna Hung Nomura Asset Management Hong Kong Limited 2009–2014
Takahiro Kawamura Nomura Asset Management Hong Kong Limited 2010–2015
Jianqiu Li CNCBI Asset Management Limited 2019–2021
Tianyuan Nie CNCBI Asset Management Limited 2019–2021
Explore the interactive colleague network →

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