David Thomas Gibb
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Thomas Gibb, a licensed former licensee with CE reference AQM268. This person has 12.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-03-06 | 2020-12-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-03-06 | 2020-12-08 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-04-14 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-04-14 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-04-14 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-02-11 | 2020-12-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-02-11 | 2020-12-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-02-11 | 2020-12-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-02-11 | 2020-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Thomas Gibb during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.