Ka Ying Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ying Chan (陳嘉盈), a licensed Representative with CE reference AQM051. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-14 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-25 | present |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-03-14 | 2010-02-19 |
| Evolution Asia Investments Limited | Rep | Type 4 - Advising on securities | 2008-08-18 | 2008-12-04 |
| Evolution Asia Investments Limited | Rep | Type 1 - Dealing in securities | 2008-03-18 | 2008-12-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ying Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.