Ka Ki Chan

陳嘉琪
CE No. AQH356 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki Chan (陳嘉琪), a licensed former licensee with CE reference AQH356. This person has 14.0 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 - Advising on securities 2019-06-17 2022-05-13
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2018-06-28 2022-05-13
Guosen Securities (HK) Brokerage Company, Limited
國信證券(香港)經紀有限公司
Rep Type 1 - Dealing in securities 2018-04-23 2018-06-08
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 2 - Dealing in futures contracts 2008-06-19 2018-01-03
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 1 - Dealing in securities 2008-01-16 2018-01-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ki Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Man Lam DBS Vickers (Hong Kong) Limited 2008–2018
Yuen Wai Man DBS Vickers (Hong Kong) Limited 2008–2018
Lucas Kwong Shing Leung DBS Vickers (Hong Kong) Limited 2008–2018
Wai Hung Tang DBS Vickers (Hong Kong) Limited 2008–2018
Chak Ming Lee DBS Vickers (Hong Kong) Limited 2008–2018
Cheong Wang Choi DBS Vickers (Hong Kong) Limited 2008–2018
Wa Lin Leong DBS Vickers (Hong Kong) Limited 2008–2018
Joseph Tat Kit Lau DBS Vickers (Hong Kong) Limited 2008–2018
Joanne Ching Yee Lui DBS Vickers (Hong Kong) Limited 2008–2018
Chi Fai Wong DBS Vickers (Hong Kong) Limited 2008–2018
Chiu Mee Yick DBS Vickers (Hong Kong) Limited 2008–2018
Kwok Wai Cheng DBS Vickers (Hong Kong) Limited 2008–2018
Yue Fai Leung DBS Vickers (Hong Kong) Limited 2008–2018
Yuen Sze Luk DBS Vickers (Hong Kong) Limited 2008–2018
Hiu Fung Lau DBS Vickers (Hong Kong) Limited 2008–2016
Wai Kit Pang DBS Vickers (Hong Kong) Limited 2008–2016
Sing Yui Fung DBS Vickers (Hong Kong) Limited 2009–2017
Yun Keung Poon DBS Vickers (Hong Kong) Limited 2008–2017
Kenneth Kin On Lau DBS Vickers (Hong Kong) Limited 2009–2017
Gary Kung Yu Shing DBS Vickers (Hong Kong) Limited 2009–2018

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