Ko Tseng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ko Tseng (曾科), a licensed Responsible Officer with CE reference AQH113. Currently licensed at 1 firm(s): BOB International Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-14 | present |
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-07-14 | present |
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2015-07-14 | present |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-06-14 | 2015-02-27 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-06-14 | 2015-02-27 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-20 | 2013-06-14 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-05-20 | 2013-06-14 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2010-12-06 | 2013-04-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-13 | 2013-04-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-13 | 2013-04-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-10-13 | 2010-12-06 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2009-04-20 | 2010-08-03 |
| MUSHK Limited | Rep | Type 4 - Advising on securities | 2009-04-20 | 2010-08-03 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-26 | 2009-04-11 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-26 | 2009-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ko Tseng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.