Kenneth King Yin Tam
譚敬賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth King Yin Tam (譚敬賢), a licensed Responsible Officer with CE reference AQA664. Currently licensed at 1 firm(s): Max Giant Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Max Giant Limited 巨溢有限公司 |
RO | Type 4 - Advising on securities | 2026-05-22 | present |
| Max Giant Limited 巨溢有限公司 |
RO | Type 9 - Asset management | 2026-05-22 | present |
| Max Giant Limited 巨溢有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-22 | 2026-05-22 |
| Max Giant Limited 巨溢有限公司 |
Rep | Type 9 - Asset management | 2022-11-22 | 2026-05-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-10 | 2018-07-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-10-10 | 2018-07-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-10 | 2018-07-25 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-02 | 2017-09-15 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-02 | 2017-09-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-15 | 2013-11-04 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-15 | 2013-11-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-23 | 2008-02-18 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-23 | 2008-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth King Yin Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.