Steven Sheung Chi Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Sheung Chi Wu (胡尚智), a licensed Representative with CE reference APV971. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 16.3 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-06 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-06 | present |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-01-18 | 2024-02-15 |
| Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-06 | 2023-09-30 |
| Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-04-06 | 2023-09-30 |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-10 | 2022-06-28 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-02 | 2022-02-10 |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-12-02 | 2022-06-28 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-28 | 2021-12-02 |
| Huabang Corporate Finance Limited 華邦融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-05-17 | 2021-07-20 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-13 | 2021-05-10 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-04-09 | 2020-06-11 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-23 | 2020-06-11 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-23 | 2018-04-09 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-10-16 | 2017-10-13 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-23 | 2017-10-13 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-23 | 2015-10-16 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-05 | 2015-07-14 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-05 | 2015-07-14 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-06-05 | 2015-07-14 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-01-04 | 2014-06-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-14 | 2011-11-26 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-10-15 | 2011-06-13 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-11-12 | 2009-09-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Sheung Chi Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.