Siu Chun Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chun Ng (吳紹進), a licensed Responsible Officer with CE reference APU792. Currently licensed at 2 firm(s): Sunfund Fund Management Limited, Sunfund Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
RO | Type 9 - Asset management | 2024-06-27 | present |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-25 | present |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 - Advising on securities | 2022-10-25 | present |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-05 | 2022-09-30 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 - Advising on securities | 2019-06-05 | 2022-09-30 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-22 | 2019-06-05 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-14 | 2019-05-10 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-02-14 | 2019-05-10 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-01 | 2019-02-14 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-01 | 2019-02-14 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-17 | 2014-12-30 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-09-17 | 2014-12-30 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-10 | 2014-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Chun Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.