Wai Yee Lee
李慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Lee (李慧儀), a licensed former licensee with CE reference APH361. This person has 16.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Augustine Asset Management Limited 奧古資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-08-23 | 2023-12-29 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
RO | Type 9 - Asset management | 2021-08-23 | 2023-12-29 |
| Augustine Securities Company Limited 奧古證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-13 | 2023-12-29 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-26 | 2021-08-23 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-02-26 | 2021-08-23 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-22 | 2017-10-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2012-03-02 | 2017-10-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-25 | 2016-12-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-25 | 2017-10-19 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-19 | 2011-11-11 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yee Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.