Ming Zhu
朱明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Zhu (朱明), a licensed former licensee with CE reference BMX629. This person has 5.4 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Augustine Securities Company Limited 奧古證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-29 | 2023-11-01 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-24 | 2023-11-01 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-24 | 2023-11-01 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Yu Au | Augustine Asset Management Limited | 2018–2023 |
| Wai Yee Lee | Augustine Asset Management Limited | 2018–2023 |
| Chui Lan Wong | Augustine Asset Management Limited | 2018–2023 |
| Kar Son Chu | Augustine Asset Management Limited | 2018–2020 |
| Ka Ho Lee | Augustine Asset Management Limited | 2020–2021 |
| Patrick Maung Lee | Augustine Asset Management Limited | 2019–2020 |