Kelly Kar Yee Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly Kar Yee Lam (林嘉儀), a licensed Responsible Officer with CE reference APG511. Currently licensed at 1 firm(s): Allspring Global Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 19.0 years of SFC licence history. Total licence records on file: 14.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2025-04-22 | present |
| Allspring Global Investments (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2025-04-22 | present |
| Allspring Global Investments (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-01-13 | 2025-04-22 |
| Allspring Global Investments (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-01-13 | 2025-04-22 |
| Cohen & Steers Asia Limited | Rep | Type 1 - Dealing in securities | 2017-12-04 | 2025-01-04 |
| Cohen & Steers Asia Limited | Rep | Type 4 - Advising on securities | 2017-12-04 | 2025-01-04 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-03 | 2017-12-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2015-07-03 | 2017-12-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-28 | 2015-06-25 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-28 | 2015-06-25 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2012-11-28 | 2015-06-25 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-17 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-17 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-07-17 | 2014-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kelly Kar Yee Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.