William Rowley Aird
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Rowley Aird, a licensed former licensee with CE reference APD881. This person has 11.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-05 | 2019-04-16 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-10-13 | 2013-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-03-09 | 2013-11-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-03-09 | 2013-11-02 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-16 | 2011-03-08 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-08-16 | 2011-03-08 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as William Rowley Aird during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tracy Ann Windham | Liquidnet Asia Limited | 2007–2011 |
| Robert Earl Young | Liquidnet Asia Limited | 2007–2011 |
| Lee Porter | Liquidnet Asia Limited | 2008–2011 |
| David Anthony Klinger | Liquidnet Asia Limited | 2007–2009 |
| Chung Wing Alfred Lee | Liquidnet Asia Limited | 2009–2011 |