Kai Lai Hon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Lai Hon (韓嘉麗), a licensed Responsible Officer with CE reference APC068. Currently licensed at 1 firm(s): Junlian Global Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.9 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Junlian Global Asset Management Limited 君聯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-06-22 | present |
| Junlian Global Asset Management Limited 君聯資產管理有限公司 |
RO | Type 9 - Asset management | 2026-06-22 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-29 | 2023-12-15 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-04-29 | 2023-12-15 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-23 | 2022-03-31 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-03-23 | 2022-03-31 |
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-04 | 2018-08-07 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-29 | 2017-04-03 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 - Advising on securities | 2016-01-29 | 2017-04-03 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-14 | 2016-01-29 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-14 | 2016-01-29 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-09 | 2015-12-31 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-17 | 2015-02-06 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-07 | 2013-01-17 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-22 | 2012-01-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-22 | 2012-01-01 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-27 | 2011-11-12 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-27 | 2011-11-12 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-13 | 2009-10-12 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-13 | 2008-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Lai Hon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ching Po Tong | Winwin Securities Limited | 2012–2015 |
| Lai Ming Chan | VC Brokerage Limited | 2009–2011 |
| Zoe Wing Sze Kam | VC Brokerage Limited | 2009–2011 |
| Ping Yee Tam | VC Brokerage Limited | 2009–2011 |
| Man Kin Yeung | VC Brokerage Limited | 2009–2011 |
| Tsz Hang Lee | VC Brokerage Limited | 2009–2011 |
| Wai Shan Wong | VC Brokerage Limited | 2009–2011 |
| Tsan Ho Yeung | VC Brokerage Limited | 2009–2011 |
| Ngo Sheung Leung | VC Futures Limited | 2009–2011 |
| Elsa Yuk Ying Lam | VC Futures Limited | 2010–2011 |
| Cecil Hau Man Cheng | VC Brokerage Limited | 2009–2011 |
| Tsun Ip Leung | Rhine Asset Management Company Limited | 2020–2021 |
| Sze Cheung Leung | VC Brokerage Limited | 2009–2011 |
| Suk Hing Chow | VC Brokerage Limited | 2009–2011 |
| Martin Chat Tin Leung | VC Brokerage Limited | 2009–2011 |
| Clara Fung Chau Chow | VC Brokerage Limited | 2009–2011 |
| Paddy Yiu Chung Leung | VC Brokerage Limited | 2009–2011 |
| Shofia Wo Ping Suen | VC Brokerage Limited | 2009–2011 |
| Sau Pan Yu | VC Brokerage Limited | 2009–2011 |
| Wai Man Lui | Winwin Securities Limited | 2012–2014 |