Kai Ming Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Yeung (楊啟明), a licensed Responsible Officer with CE reference APB776. Currently licensed at 1 firm(s): ICBC (Asia) Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 19.0 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-29 | present |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 4 - Advising on securities | 2015-10-29 | present |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-09 | 2015-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Ming Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.