Soo Sum Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Sum Chan (陳素心), a licensed Representative with CE reference AOY533. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-10 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-21 | present |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-13 | 2013-09-27 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-25 | 2010-11-27 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-25 | 2010-11-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-22 | 2007-07-05 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-22 | 2007-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Soo Sum Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Zoe Wing Sze Kam | VC Futures Limited | 2007–2010 |
| Ping Yee Tam | VC Futures Limited | 2007–2010 |
| Tsz Hang Lee | VC Futures Limited | 2007–2010 |
| Wai Shan Wong | VC Futures Limited | 2007–2010 |
| Tsan Ho Yeung | VC Futures Limited | 2007–2010 |
| Wai Kei Chan | VC Futures Limited | 2007–2010 |
| Chak Fai Chan | VC Brokerage Limited | 2007–2010 |
| Wai Hing Chue | VC Futures Limited | 2007–2010 |
| Cecil Hau Man Cheng | VC Futures Limited | 2007–2010 |
| Charles Man Hin Wong | VC Brokerage Limited | 2007–2010 |
| Po Ting Lee | VC Futures Limited | 2007–2010 |
| Man Kin Yeung | VC Brokerage Limited | 2007–2010 |
| Suk Hing Chow | VC Futures Limited | 2007–2010 |
| Martin Chat Tin Leung | VC Futures Limited | 2007–2010 |
| Paddy Yiu Chung Leung | VC Futures Limited | 2007–2010 |
| Shofia Wo Ping Suen | VC Futures Limited | 2007–2010 |
| Sau Pan Yu | VC Futures Limited | 2007–2010 |
| Sherry Man Sze Lo | VC Futures Limited | 2007–2009 |
| Man Hoi Ng | VC Futures Limited | 2007–2010 |
| Ming Kwong Tse | VC Futures Limited | 2007–2010 |