Yu Shi
石鈺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Shi (石鈺), a licensed former licensee with CE reference AOX368. This person has 12.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-09-02 | 2022-02-23 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2017-12-07 | 2024-10-29 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-06 | 2024-10-29 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-06 | 2017-12-07 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 9 - Asset management | 2013-08-02 | 2014-04-11 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-24 | 2013-05-20 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-24 | 2013-05-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-15 | 2011-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.