Nicola Nicoletti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicola Nicoletti, a licensed Representative with CE reference AOR115. Currently licensed at 1 firm(s): Capula Investment Management Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 18.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | Type 1 - Dealing in securities | 2023-08-25 | present |
| Capula Investment Management Asia Limited | Rep | Type 9 - Asset management | 2023-08-21 | present |
| Capstone Investment Advisors (HK) Limited | Rep | Type 9 - Asset management | 2022-06-07 | 2023-05-18 |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-11-01 | 2021-11-27 |
| MCG Management Limited | RO | Type 4 - Advising on securities | 2014-02-12 | 2017-09-29 |
| MCG Management Limited | RO | Type 5 - Advising on futures contracts | 2014-02-12 | 2017-09-29 |
| MCG Management Limited | RO | Type 9 - Asset management | 2014-02-12 | 2017-09-29 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 4 - Advising on securities | 2013-02-18 | 2014-09-24 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-02-18 | 2014-09-24 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 9 - Asset management | 2013-02-18 | 2014-09-24 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 - Asset management | 2009-06-24 | 2013-02-18 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-07 | 2013-02-18 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-03-07 | 2013-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicola Nicoletti during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.