James Ziming Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ziming Li (李子鳴), a licensed Responsible Officer with CE reference AOI915. Currently licensed at 1 firm(s): Odysseus Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Odysseus Capital Management Limited 奧澌資本投資有限公司 |
RO | Type 4 - Advising on securities | 2022-07-06 | present |
| Odysseus Capital Management Limited 奧澌資本投資有限公司 |
RO | Type 9 - Asset management | 2022-07-06 | present |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-26 | 2014-05-30 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-26 | 2014-05-30 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-26 | 2014-05-30 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-22 | 2011-02-22 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-22 | 2011-02-22 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-22 | 2011-02-22 |
| D.B. Zwirn Asia Partners Limited | Rep | Type 1 - Dealing in securities | 2006-12-29 | 2008-02-22 |
| D.B. Zwirn Asia Partners Limited | Rep | Type 4 - Advising on securities | 2006-12-29 | 2008-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ziming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.