Chun Pang Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Pang Lee (李振鵬), a licensed Responsible Officer with CE reference ANX999. Currently licensed at 2 firm(s): Ping An of China Capital (Hong Kong) Company Limited, Ping An Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 17.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-03-25 | present |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-28 | present |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-01-28 | 2026-03-25 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-06-27 | 2025-12-24 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-01-24 | 2022-06-27 |
| Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-08-06 | 2021-12-31 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-03-18 | 2021-07-14 |
| Dakin Capital Limited 德健融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-09-19 | 2019-03-16 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-22 | 2016-09-19 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-23 | 2016-03-10 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-19 | 2014-06-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-09 | 2012-08-23 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-07 | 2011-04-16 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-07 | 2011-04-16 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-15 | 2010-05-16 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-20 | 2007-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Pang Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.