Yan Guan
關言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Guan (關言), a licensed former licensee with CE reference ATN561. This person has 9.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-09-19 | 2021-09-09 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-16 | 2017-09-19 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-05 | 2016-10-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-17 | 2013-11-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-17 | 2013-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Guan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.