Christopher Richard Adams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Richard Adams, a licensed former licensee with CE reference ANT656. This person has 7.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-20 | 2014-05-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-20 | 2014-05-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-20 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-20 | 2014-05-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-20 | 2014-05-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-20 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-20 | 2014-05-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-20 | 2014-05-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-20 | 2011-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-17 | 2011-09-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-29 | 2011-09-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-08-29 | 2011-09-10 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 - Advising on securities | 2006-08-09 | 2008-06-29 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 - Asset management | 2006-08-09 | 2008-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Richard Adams during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.