Zhen Chen
陳臻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen Chen (陳臻), a licensed former licensee with CE reference ANM137. This person has 8.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-16 | 2014-12-22 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-16 | 2014-12-22 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-11 | 2014-09-13 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-04-11 | 2014-09-13 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2014-04-11 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-04 | 2014-04-11 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-18 | 2011-03-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-18 | 2011-03-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-10 | 2009-07-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-10 | 2009-07-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-02 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-02 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xingxin Zhou | ABCI Capital Limited | 2011–2014 |
| Marco Lan Wong | ABCI Capital Limited | 2011–2014 |
| Siu Nam Wong | ABCI Capital Limited | 2011–2014 |
| Jiejing Xie | ABCI Capital Limited | 2011–2014 |
| Yujia Dong | ABCI Capital Limited | 2011–2014 |
| Hok Ming Ma | ABCI Capital Limited | 2011–2014 |
| Fan Zhang | ABCI Capital Limited | 2011–2014 |
| Kai Ching Leung | ABCI Capital Limited | 2011–2014 |
| Wing Fung Tsang | ABCI Capital Limited | 2011–2014 |
| Lin Yang | ABCI Capital Limited | 2011–2014 |
| Yi Huen Fung | ABCI Capital Limited | 2011–2013 |
| Yanshu Long | ABCI Capital Limited | 2011–2014 |
| Chu Tung Leung | ABCI Capital Limited | 2011–2014 |
| Yao He | ABCI Capital Limited | 2011–2014 |
| Wing Lam Ip | ABCI Capital Limited | 2011–2013 |
| Meng Yan | ABCI Capital Limited | 2012–2014 |
| Qing Zhang | ABCI Capital Limited | 2012–2014 |
| Haiqin Huang | ABCI Capital Limited | 2012–2014 |
| Ning Yang | ABCI Capital Limited | 2011–2013 |
| Tze Man Cheung | ABCI Securities Company Limited | 2009–2011 |