Brooke Ainsley Patterson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brooke Ainsley Patterson ( ), a licensed former licensee with CE reference ANL933. This person has 7.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2015-11-17 | 2017-06-30 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2015-11-17 | 2017-06-30 |
| Ord Minnett Hong Kong Limited |
RO | Type 4 - Advising on securities | 2014-01-17 | 2015-11-17 |
| Ord Minnett Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2013-01-15 | 2015-11-17 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-22 | 2012-08-17 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-22 | 2012-08-17 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-11-22 | 2012-08-17 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-27 | 2008-04-30 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 - Asset management | 2006-07-27 | 2008-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brooke Ainsley Patterson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.