Yi Xie
解一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Xie (解一), a licensed former licensee with CE reference ANL073. This person has 14.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-19 | 2026-02-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2018-10-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-05 | 2018-10-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-05 | 2013-08-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2010-05-05 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-05 | 2008-09-29 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kai Chung Yim | Nittan Securities Asia Limited | 2024–2026 |
| Xiaohan Xuan | Nittan Securities Asia Limited | 2024–2026 |
| Weiqi Huo | Nittan Securities Asia Limited | 2024–2026 |
| Kelvin Kwun Fan Lee | Nittan Securities Asia Limited | 2024–2026 |
| Norman Alexanda Stradmoor | Nittan Securities Asia Limited | 2024–2026 |
| Brian Chi Fung Lai | Nittan Securities Asia Limited | 2024–2026 |
| Feng Xue | Nittan Securities Asia Limited | 2025–2026 |
| Philip Hing Kai Chung | Nittan Securities Asia Limited | 2024–2026 |
| Wanjia Ma | Nittan Securities Asia Limited | 2024–2025 |
| Siyu Lu | Nittan Securities Asia Limited | 2025–2026 |
| Xindi Zhang | Nittan Securities Asia Limited | 2025–2026 |