Chi Ming Lo
盧志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Lo (盧志明), a licensed Representative with CE reference ANG986. Currently licensed at 1 firm(s): Grand Capital Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.3 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-15 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-15 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 9 - Asset management | 2020-06-15 | present |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-15 | 2024-12-17 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-06-15 | 2024-12-17 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-11-21 | 2020-05-21 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-03 | 2020-05-21 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-10-03 | 2020-05-21 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-01 | 2020-05-21 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-01 | 2020-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.