Raymond Shing Lok Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Shing Lok Lau (劉承洛), a licensed Representative with CE reference AND553. Currently licensed at 2 firm(s): Hua Liang Securities Limited, Hua Liang Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-07 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-07 | present |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-10-07 | present |
| Amto Capital Management Limited 安拓資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-12 | 2022-08-31 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-01 | 2006-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Shing Lok Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.