Kwok Wa Lo
盧國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wa Lo (盧國華), a licensed former licensee with CE reference AMW513. This person has 15.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Value Chain Investment Corporation Limited 全球價值鏈投資有限公司 |
RO | Type 9 - Asset management | 2015-02-02 | 2021-05-31 |
| VisionGain Capital Limited 滙信資本有限公司 |
RO | Type 4 - Advising on securities | 2009-05-21 | 2015-02-01 |
| VisionGain Capital Limited 滙信資本有限公司 |
RO | Type 9 - Asset management | 2009-05-21 | 2015-02-01 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-21 | 2009-05-21 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 9 - Asset management | 2009-04-21 | 2009-05-21 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-25 | 2009-02-14 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-03-25 | 2009-02-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2008-01-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-25 | 2008-01-26 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-09-25 | 2008-01-26 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-21 | 2006-09-04 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-31 | 2006-09-04 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | 2005-12-31 | 2006-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wa Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.