Kuo Ruei Ou Yang
歐陽國瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuo Ruei Ou Yang (歐陽國瑞), a licensed former licensee with CE reference AMS396. This person has 10.8 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-17 | 2021-02-23 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-03 | 2021-02-23 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-07-03 | 2021-02-23 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 9 - Asset management | 2017-07-03 | 2021-02-23 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
RO | Type 9 - Asset management | 2013-12-17 | 2014-03-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-04 | 2014-03-13 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-04 | 2014-03-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-06-04 | 2014-03-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-23 | 2013-06-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-23 | 2013-06-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-23 | 2013-06-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2012-03-12 | 2012-12-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 - Advising on securities | 2010-10-27 | 2012-12-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-30 | 2012-12-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-30 | 2012-12-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-17 | 2010-07-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-17 | 2012-03-12 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 9 - Asset management | 2010-03-17 | 2012-12-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 9 - Asset management | 2009-05-15 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-06 | 2010-07-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-06 | 2010-10-27 |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-07-25 | 2008-10-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-29 | 2008-05-28 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-05 | 2007-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kuo Ruei Ou Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.