Bo Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Wang (王波), a licensed Responsible Officer with CE reference AMN889. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-25 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2025-06-25 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 9 - Asset management | 2025-06-25 | present |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 |
RO | Type 9 - Asset management | 2021-06-02 | 2024-02-09 |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-12-15 | 2021-06-02 |
| EMP Capital Limited 盈創資本有限公司 |
Rep | Type 9 - Asset management | 2017-12-15 | 2020-11-27 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-24 | 2017-05-31 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-10-24 | 2017-05-31 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-26 | 2011-09-30 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-05 | 2011-09-30 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-11 | 2011-01-26 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-14 | 2008-01-11 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-06 | 2006-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bo Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.