Daisy Dick Yee Tsui
徐狄怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daisy Dick Yee Tsui (徐狄怡), a licensed Responsible Officer with CE reference AMJ137. Currently licensed at 2 firm(s): Quantum Nexus Securities limited, Quantum Nexus Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quantum Nexus Securities limited 量子樞紐證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-26 | present |
| Quantum Nexus Capital Limited 量子樞紐资本有限公司 |
RO | Type 4 - Advising on securities | 2026-06-22 | present |
| Quantum Nexus Capital Limited 量子樞紐资本有限公司 |
RO | Type 9 - Asset management | 2026-06-22 | present |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-20 | 2024-06-25 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-20 | 2024-06-25 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-30 | 2024-05-20 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 - Advising on securities | 2019-05-30 | 2024-05-20 |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2019-05-30 | 2026-04-28 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-08 | 2019-05-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-08 | 2019-05-30 |
| Ethk Funds Limited | Rep | Type 9 - Asset management | 2019-04-08 | 2019-05-30 |
| QFIN HK Limited | RO | Type 1 - Dealing in securities | 2019-01-24 | 2019-04-04 |
| QFIN HK Limited | RO | Type 4 - Advising on securities | 2019-01-08 | 2019-04-04 |
| QFIN HK Limited | RO | Type 9 - Asset management | 2019-01-08 | 2019-04-04 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-24 | 2019-01-01 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 9 - Asset management | 2018-02-13 | 2019-01-01 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-16 | 2019-01-01 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-16 | 2018-07-24 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 9 - Asset management | 2018-01-16 | 2018-02-13 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 - Asset management | 2017-07-28 | 2017-12-18 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-14 | 2017-12-18 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-14 | 2017-12-18 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-30 | 2017-07-28 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-26 | 2016-08-31 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 - Asset management | 2013-08-15 | 2014-02-28 |
| GCAM Limited 國采資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-11-13 | 2013-06-30 |
| Stand Rich Asset Management Limited 庫立資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-08-20 | 2012-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daisy Dick Yee Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Peter Yiu Man Fu | VC Brokerage Limited | 2019–2024 |
| Betty Wai Yee So | Ethk Funds Limited | 2019–2023 |
| Kei Tat Lee | VC Brokerage Limited | 2019–2022 |
| Ping Yee Tam | Ethk Funds Limited | 2019–2022 |
| Hua Qian | VC Brokerage Limited | 2021–2024 |
| Ying Chun Leung | Ethk Funds Limited | 2019–2023 |
| Bonathan Wai Ka Cheung | Ethk Funds Limited | 2019–2022 |
| Yujia Zhu | VC Brokerage Limited | 2021–2024 |
| Chi Ming Wong | VC Brokerage Limited | 2019–2024 |
| Kwong San Chung | VC Brokerage Limited | 2019–2024 |
| Tommy Leung Heung Ong | VC Brokerage Limited | 2022–2024 |
| Su Lung Leung | Ethk Funds Limited | 2023–2026 |
| Ming Kwong Tse | Ethk Funds Limited | 2019–2020 |
| Kam Pui Leung | VC Brokerage Limited | 2019–2024 |
| Nga Lan Tin | VC Brokerage Limited | 2019–2024 |
| Sat Pan Sdanty Wong | VC Brokerage Limited | 2019–2024 |
| King Sau Au Yeung | VC Brokerage Limited | 2019–2024 |
| Chi Ho Leung | VC Brokerage Limited | 2019–2024 |
| Joanna Shuk Yee Cheung | VC Brokerage Limited | 2019–2024 |
| Thomas Kam Tong Leung | VC Brokerage Limited | 2019–2024 |