Ka Yee Chong
莊嘉誼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Chong (莊嘉誼), a licensed former licensee with CE reference AME715. This person has 16.8 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enhanced Investment Management Limited | RO | Type 4 - Advising on securities | 2022-09-19 | 2023-04-27 |
| Enhanced Investment Management Limited | RO | Type 9 - Asset management | 2022-09-19 | 2023-04-27 |
| Enhanced Securities Limited 進陞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-26 | 2022-12-31 |
| Enhanced Investment Management Limited | Rep | Type 4 - Advising on securities | 2022-01-26 | 2022-09-19 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-18 | 2021-10-26 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-18 | 2021-10-26 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-02-18 | 2021-10-26 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-02-18 | 2021-10-26 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2020-04-22 | 2020-07-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-04-25 | 2020-07-30 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-06 | 2020-07-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2016-10-13 | 2020-07-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | 2016-10-13 | 2020-07-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-13 | 2020-07-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-09-13 | 2020-07-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-12-13 | 2014-03-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-12 | 2016-08-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-12 | 2014-03-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yee Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.