Sau Kwok Pong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Kwok Pong (逄守國), a licensed Responsible Officer with CE reference AMB713. Currently licensed at 2 firm(s): Avenue Family Office Limited, Avenue Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-08 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2024-05-08 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 9 - Asset management | 2024-05-08 | present |
| Avenue Investment Management Limited 道信投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-17 | present |
| Avenue Investment Management Limited 道信投資管理有限公司 |
RO | Type 4 - Advising on securities | 2020-01-17 | present |
| Avenue Investment Management Limited 道信投資管理有限公司 |
RO | Type 9 - Asset management | 2020-01-17 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-18 | 2023-06-30 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2017-01-18 | 2023-06-30 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 9 - Asset management | 2017-01-18 | 2023-06-30 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-08-27 | 2024-04-01 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 9 - Asset management | 2015-08-27 | 2024-04-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-27 | 2006-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Kwok Pong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.