Paul Chi On Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Chi On Au (區子安), a licensed Representative with CE reference ALZ783. Currently licensed at 1 firm(s): Mouette Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-05 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-05 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-14 | 2012-06-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-14 | 2012-06-23 |
| China Earthcare Capital Limited | RO | Type 1 - Dealing in securities | 2010-05-24 | 2010-08-16 |
| China Earthcare Capital Limited | RO | Type 4 - Advising on securities | 2010-05-24 | 2010-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Chi On Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.