Yin Ng Lam
林賢伍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ng Lam (林賢伍), a licensed former licensee with CE reference ALV041. This person has 9.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-14 | 2020-04-01 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 4 - Advising on securities | 2019-08-14 | 2020-04-01 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 9 - Asset management | 2019-08-14 | 2020-04-01 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-28 | 2019-07-31 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 9 - Asset management | 2017-08-28 | 2019-07-31 |
| Swiss Re Private Equity Partners (Asia) Limited | RO | Type 1 - Dealing in securities | 2007-02-01 | 2012-09-04 |
| Swiss Re Private Equity Partners (Asia) Limited | RO | Type 9 - Asset management | 2005-06-09 | 2012-09-04 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Ng Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.