Joseph Chun Kit Li
李駿傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chun Kit Li (李駿傑), a licensed former licensee with CE reference ALU441. This person has 5.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-09-29 | 2021-03-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-03 | 2021-03-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-03 | 2021-03-04 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-30 | 2013-04-05 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-15 | 2008-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-11 | 2005-07-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-03-11 | 2005-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Chun Kit Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.