Kwok Chu Lee

李國柱

CE No. ALT779 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chu Lee (李國柱), a licensed former licensee with CE reference ALT779. This person has 5.1 years of SFC licence history. Total licence records on file: 1.

Licence history

Firm	Role	Regulated activity	From	To
CLSA Research Limited 里昂證券投資研究有限公司	Rep	Type 4 - Advising on securities	2005-03-03	2010-04-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Chu Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

Name	Shared firm	Overlap
Ting Sze Tsoi	CLSA Research Limited	2005–2010
Heung Yik Leung	CLSA Research Limited	2005–2010
Edmund Hugh Bradley	CLSA Research Limited	2005–2010
Wai Lok Man	CLSA Research Limited	2005–2010
Christopher James Russell Wood	CLSA Research Limited	2005–2010
Amar Singh Gill	CLSA Research Limited	2005–2010
Christopher Michael Lobello	CLSA Research Limited	2005–2010
Paul Conor McKenzie	CLSA Research Limited	2005–2010
Francis Yiu Cheong Cheung	CLSA Research Limited	2005–2010
Nicholas Willoughby Cashmore	CLSA Research Limited	2005–2010
William James Angus Graham	CLSA Research Limited	2005–2010
Daniel Johannes Schutte	CLSA Research Limited	2005–2010
Andrew Tasman Driscoll	CLSA Research Limited	2005–2010
Aaron Alexander Fischer	CLSA Research Limited	2005–2010
Ming-Kai Cheng	CLSA Research Limited	2005–2010
Jolyon Charles Montague	CLSA Research Limited	2005–2009
Anthony John Cooper Wilkinson	CLSA Research Limited	2005–2010
Andrew Shawn Reynolds	CLSA Research Limited	2005–2009
Wing Lok Kwan	CLSA Research Limited	2005–2009
Ka Wai Ho	CLSA Research Limited	2005–2009

Kwok Chu Lee

Licence history

Worked alongside

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