Hsiao-Ying Chen
陳曉瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao-Ying Chen (陳曉瑩), a licensed former licensee with CE reference ALS410. This person has 7.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-07-14 | 2025-04-01 |
| CWB Hong Kong Limited | Rep | Type 4 - Advising on securities | 2021-07-14 | 2025-04-01 |
| CWB Hong Kong Limited | Rep | Type 9 - Asset management | 2021-07-14 | 2025-04-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-05 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2016-12-05 | 2018-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-09 | 2016-10-24 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2005-02-16 | 2005-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsiao-Ying Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.