Simon Chi Wing Chow

鄒至榮
CE No. ALH859 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Chi Wing Chow (鄒至榮), a licensed former licensee with CE reference ALH859. This person has 15.6 years of SFC licence history. Total licence records on file: 11.

Information

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Licence history

FirmRoleRegulated activityFromTo
Lego Securities Limited
力高證券有限公司
Rep Type 1 - Dealing in securities 2018-07-09 2023-01-09
Caitong International Securities Co., Limited
財通國際證券有限公司
Rep Type 1 - Dealing in securities 2016-12-05 2018-06-19
China Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2016-11-18 2016-11-22
China Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
Rep Type 1 - Dealing in securities 2016-10-24 2016-11-22
Mango Financial Limited
芒果金融有限公司
Rep Type 1 - Dealing in securities 2014-11-12 2016-10-19
CNI Securities Group Limited
中國北方證券集團有限公司
Rep Type 1 - Dealing in securities 2012-04-27 2014-10-14
Kingston Securities Limited
金利豐證券有限公司
Rep Type 1 - Dealing in securities 2010-08-24 2012-04-18
Kingston Futures Limited
金利豐期貨有限公司
Rep Type 2 - Dealing in futures contracts 2010-08-24 2012-04-18
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 1 - Dealing in securities 2006-11-01 2009-01-09
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 1 - Dealing in securities 2004-11-02 2006-01-06
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 1 - Dealing in securities 2004-10-04 2004-11-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Chi Wing Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wing Chung Li Lego Securities Limited 2018–2023
Ying Kin Li Lego Securities Limited 2018–2023
Sung Hing Lui Lego Securities Limited 2018–2023
Stanley Siu Hin Ng Lego Securities Limited 2018–2023
Oi Yin Kathy Lo Lego Securities Limited 2018–2023
Lilian Sam Ying Lau Lego Securities Limited 2018–2023
Chun Kit Au-Yeung Lego Securities Limited 2018–2023
Yiu Chun Lo CNI Securities Group Limited 2012–2014
Christopher Kwong Wa Choy Lego Securities Limited 2019–2023
Billy Chun Fai Tang Lego Securities Limited 2019–2023
Stephen Siu Chun Ng CNI Securities Group Limited 2012–2014
Hoi Chun Leung Lego Securities Limited 2018–2022
Yilin Chen Lego Securities Limited 2019–2022
Angie Yeung Kingston Futures Limited 2010–2012
Bonnie Williamson Kingston Futures Limited 2010–2012
Lorna Ming Lai Liu Kingston Futures Limited 2010–2012
Winnie Wing Yan Liu Kingston Futures Limited 2010–2012
Ken Lap Kei Chung Kingston Futures Limited 2010–2012
Kin Kwong Yip Kingston Futures Limited 2010–2012
Kam Chan Hung CNI Securities Group Limited 2012–2014
Explore the interactive colleague network →

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