Lilian Wai Yee Sin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lilian Wai Yee Sin (冼惠儀), a licensed Responsible Officer with CE reference ALE708. Currently licensed at 1 firm(s): Keming Capital (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.2 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keming Capital (HK) Limited 科銘資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-06-05 | present |
| Keming Capital (HK) Limited 科銘資本(香港)有限公司 |
RO | Type 9 - Asset management | 2020-06-05 | present |
| Redbridge Global Strategies Limited |
RO | Type 1 - Dealing in securities | 2017-09-20 | 2019-06-10 |
| Redbridge Global Strategies Limited |
RO | Type 4 - Advising on securities | 2017-09-20 | 2019-06-10 |
| Redbridge Global Strategies Limited |
RO | Type 9 - Asset management | 2017-09-20 | 2019-06-10 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 4 - Advising on securities | 2016-04-12 | 2017-03-06 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 9 - Asset management | 2016-04-12 | 2017-03-06 |
| Old Peak Capital Limited 山頂資本有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-06 | 2016-04-12 |
| Old Peak Capital Limited 山頂資本有限公司 |
Rep | Type 9 - Asset management | 2016-04-06 | 2016-04-12 |
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-07 | 2014-04-15 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 - Asset management | 2011-06-22 | 2014-04-15 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-04-06 | 2011-06-22 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-03 | 2014-04-15 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-03 | 2014-04-15 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-19 | 2010-09-15 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 - Asset management | 2006-06-19 | 2010-06-30 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-16 | 2010-06-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-28 | 2006-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lilian Wai Yee Sin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.