Reto Caviezel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Reto Caviezel, a licensed former licensee with CE reference ALD021. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-08 | 2006-10-23 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-09-08 | 2006-10-23 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-09-08 | 2006-10-23 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Reto Caviezel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.