Chi Wing Lee

李志榮
CE No. ALB349 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Lee (李志榮), a licensed former licensee with CE reference ALB349. This person has 15.3 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 1 - Dealing in securities 2024-10-07 2026-06-30
China Sky Securities Limited
中天證券有限公司
Rep Type 1 - Dealing in securities 2016-11-07 2023-10-11
YUEXING SECURITIES COMPANY LIMITED
粵興證券有限公司
Rep Type 1 - Dealing in securities 2011-10-10 2015-11-09
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-01-03 2008-11-08
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 - Dealing in securities 2007-12-07 2008-11-08
Cepa Alliance Securities Limited
世博證券有限公司
Rep Type 1 - Dealing in securities 2006-04-20 2007-11-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kit Yee Lau China Sky Securities Limited 2017–2023
Kent Kwan Ching Poon China Sky Securities Limited 2018–2023
Man Ho Yuen China Sky Securities Limited 2016–2023
Micky Ki Chu Chan YUEXING SECURITIES COMPANY LIMITED 2011–2015
Wai Kei Chan YUEXING SECURITIES COMPANY LIMITED 2011–2015
Yin Yee Chan YUEXING SECURITIES COMPANY LIMITED 2011–2015
Portia Kit Ching Liu China Sky Securities Limited 2017–2023
Lai Ping Cheung China Sky Securities Limited 2018–2022
Sung Wai Chan YUEXING SECURITIES COMPANY LIMITED 2012–2015
Kar Man See China Sky Securities Limited 2016–2023
Yuchun Zheng China Sky Securities Limited 2017–2021
Wai Ching Chan China Sky Securities Limited 2018–2023
Taxi Chi Keung Tai China Sky Securities Limited 2016–2023
Junqi Fred Zhang YUEXING SECURITIES COMPANY LIMITED 2012–2015
Mei Po Yeung China Sky Securities Limited 2016–2021
Hoi Wai Kam China Sky Securities Limited 2016–2019
Kui Fong Lee YUEXING SECURITIES COMPANY LIMITED 2011–2015
Yiu Hon Chan YUEXING SECURITIES COMPANY LIMITED 2011–2015
Kwok Yan Ip YUEXING SECURITIES COMPANY LIMITED 2011–2015
Ching Ho Lam YUEXING SECURITIES COMPANY LIMITED 2011–2015
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