Mingdi Liu
劉鳴鏑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingdi Liu (劉鳴鏑), a licensed former licensee with CE reference AKU877. This person has 20.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-10-19 | 2026-06-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-10-19 | 2026-06-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-15 | 2021-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-08-01 | 2018-09-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-11 | 2012-08-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2011-05-24 | 2012-04-12 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-16 | 2011-05-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-06-16 | 2007-05-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-06-16 | 2005-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mingdi Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.