Adam Nicholas Perrett
龐立德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Nicholas Perrett (龐立德), a licensed former licensee with CE reference AKP035. This person has 3.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-06-19 | 2007-09-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-08 | 2006-06-19 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-05-08 | 2007-09-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 4 - Advising on securities | 2005-01-10 | 2006-04-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-14 | 2006-04-11 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-14 | 2006-04-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-05-14 | 2006-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam Nicholas Perrett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.