Chi Shing Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Lam (林志成), a licensed Responsible Officer with CE reference AKO943. Currently licensed at 2 firm(s): Hao Tian International Securities Limited, Hao Tian Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-20 | present |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-01-20 | present |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 - Asset management | 2022-01-20 | present |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-23 | 2022-01-20 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-25 | 2021-09-01 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-08-09 | 2019-10-16 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 9 - Asset management | 2019-08-09 | 2019-10-16 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-13 | 2019-08-05 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-26 | 2014-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Shing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.