Bao Ling Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bao Ling Chan ( ), a licensed former licensee with CE reference AKJ285. This person has 5.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 4 - Advising on securities | 2010-03-04 | 2010-03-29 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 - Advising on securities | 2009-04-06 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | 2004-04-22 | 2008-09-19 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 - Advising on securities | 2004-04-22 | 2008-09-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bao Ling Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.